(Bibliographic refererence: Nelson, John K. 1990. The Anthropology of Religion. A Field Statement for the Department of Anthropology, University of California, Berkeley)
Introduction
Almost as old as the field of anthropology itself are anthropological
attempts to analyze what has been thought to be a genuine cultural universal:
religion. Coming in the wake of theological interpretations (as revealing
certain "truths" about the nature of the cosmos) and nearly simultaneous with
sociological explanations (focusing on social structure and how various
religious institutions have social functions), anthropology has taken as its
task to detail the customs, belief systems, myths, and power relations for
particular peoples and societies as they both structure and are structured
around religious orientations to the world. Ioan Lewis (1982) has compared the
roles anthropologists have played in their own societies with the religious
specialists they have studied: like the shaman, anthropologists have mediated
between their own groups and those exotic other worlds in an effort to bring
back "wisdom".
This field statement follows in that tradition to a certain degree, attempting to compile the efforts of a multitude of researchers covering nearly a full century and bring, to one place, a summation of their approaches. And yet it breaks with the tendency to categorize and separate the religious traditions of societies under investigation into neat compartments of analysis called "magic", "witchcraft", "possession", "ritual" or "belief" (see Lehmann and Myers 1989, Wallace 1966, or Lesser and Vogt for examples, as well as Morris 1987:2-3 for the effects of this tendency). Because of theoretical developments in anthropology as well as in philosophy, history, and other disciplines of the humanities during the last thirty years, what were once seen as boundaries between distinct or isolated elements of a socio-religious system (magic vs. religion, for example) have been rendered instead as linkages between sets of meaning that dynamically interact with each other. Where categories and concepts were once used "to formulate an underlying uniformity behind diverse phenomena" (Geertz 1968:24) interpretive anthropology / sociology, hermeneutics, deconstruction theory, semiotics, neo-Marxist critique, and even later developments in psychological and psychoanalytical analysis have thickened the plot considerably. Anthropologists involved in cross-cultural comparisons have slowly learned to exercise caution when employing concepts whose roots lie in the Western tradition to make sense of practices originating outside that tradition. Criticising anthropological studies of witchcraft, for example, Crick suggests that "great violence must be done to the conceptual structures of another culture in speaking about witchcraft if it lacks the environing categories which defined it in our own (1976: 112, cited in Caplan 1983).
Perhaps the most striking effect of these theoretical developments is on what was once a distinct field of study in anthropology. As reflected by the title of this field statement, anthropological studies of religion can not be separated from the study of power, ideology, or semiotics any more than heart surgery can proceed without a knowledge of the interrelation of the body's circulatory, nervous, and muscular structures. Thanks in part to the education I have received here at Berkeley from numerous books, articles, professors, and colleagues, the topical areas into which this field statement is divided reflects both a selective history of the field as well as a subjective approach towards achieving an orientation to highly complex and intricately interwoven areas of social life that will be called, for the sake of convenience, "religion."
Thematic Contents
I will first briefly sketch the historical development of general and
comparative theories of religion then move on to the ritual process. By using
the word "process" and changing "ritual" from an all-inclusive noun to an
adjective, I hope to broaden what might be considered ritual without emptying
the term of its semantic usefulness. Again beginning with historical and
contemporary theories, the discussion here will attempt to integrate a sampling
of semiotic theories and studies as to why and on which levels these events are
meaningful. A survey of the literature on ideology, empowerment, and social
change via secularization follows as an extension of the discussion on ritual
processes and the symbolism they employ. A final objective is to state a
working model for interpreting not only religious attitudes towards experience
(ethos and world view) but the sorts of social institutions which support those
attitudes.
Honoring the Ancestors: Founding Fathers of the Anthropology of Religion
Depending on who one reads (and the theoretical and political inclinations of these authors), the anthropological study of religion begins in either early 18th century Germany or France. Morris (1987), for example, holds that to understand later theorists such as Tylor, Durkheim, or Malinowski one must begin with the intellectual tradition started by Hegel who, among his other tasks, attempted in the 1790's to "explore and integrate the irrational into an expanded reason" and thus argued for a tolerance of all religious traditions (Morris 1987: 5). Ludwig Feuerbach, one of Hegel's disciples, tried to limit the theology of his period by what we would now call an "anthropological" grounding in specific social contexts and thus had a great deal of influence on the next member of the lineage, Karl Marx. (Attention will be given to Marx's ideas as well as his critics in Part III of this paper). The last member of this lineage is, of course, Max Weber. Influenced more by Kantian non-materialistic philosophy than by Hegel, he wrote as much in reaction to his predecessors as he did in praise of them. (For excellent discussions of Weber and his ideas see Andreski 1984, Wrong 1970, Marshall 1982, as well as Morris 1987.)
The other moiety of early anthropologists might claim as their founder the French writer Montesquieu. He initiated what Evans-Pritchard calls a "pragmatic" way of regarding religion (1965: 49) by writing in 1750 that even though a religion may be thought to be false, it can serve a useful social function as long as it conforms to the type of government with which it is associated. Another influence on later theorists such as Durkheim and Spencer was Fustel de Coulanges, a French historian who insisted in his 1864 work The Ancient City that religious ideas were not only the cause of social changes but the essence of all social phenomena (cited in Morris 1987: 112).
Moving to England, we first encounter Herbert Spencer, (writing about the same time as Charles Darwin) who systematically posited the idea of society as an "organism" in works such as The Principles of Sociology (1876). Yet perhaps the honor of the first real anthropologist to write about religion and society should go to Edward Tylor for actually travelling to the places he would later write about (Mexico and North Africa). He is primarily remembered for coining the term animism , for distinguishing between "spirit" and "soul", and for his theory of magic, science, and religion (Primitive Culture, 1871) which, if we are to believe Evans-Pritchard (1965: 29), Sir James Frazer tried to systematize in his massive work The Golden Bough (1922). Robertson-Smith brought forth the notion of totemism in his study of the Semitic societies of ancient Arabia (1889) and asserted (at the cost of his professorship at Oxford) that rituals had primacy over beliefs because of the way they bound together members of a community.
All of these writers provided the intellectual heritage for the seminal theories of Emile Durkheim to emerge. It would be difficult to summarize the enduring contribution and importance his The Elementary Forms of the Religious Life (1915) has had in stimulating research on the interrelations between society and its collectively held symbols--so I will mention some of the more poignant critiques of this work as a way of addressing theoretical advances in the field.
Goldenweiser was one of the first to respond in 1917 to Durkheim's notions of the sacred and profane, the totemic principle, and the bases of religion for a society (Goldenweiser 1964 [1917]). Complaining that sacred objects can not be interpreted through one general principle called "the sacred" and that it is shaky to rest a definition of religion on this principle, Goldenweiser also pointed out that there is more than one context shaping Durkheim's "totemic principle", namely, that the classifications are based on human social divisions, not natural ones as claimed. Indeed, to follow Evans-Pritchard, that Australian totemism is the original form of religion seems to arbitrarily rest on the assumption that people with the simplest culture and social organization must have the simplest religion (Evans-Pritchard 1967: 66). Levi-Strauss also used this distinction between natural and social classifications in his theories of totemism (1963), seeing these it as an aspect of a mode of thought that mediates between the two (see Morris 1987: 275-288).
Durkheim's functionalism--that religious rituals are the mechanisms for expressing and reinforcing the solidarity of the group so that "religion is society worshipping itself" (Durkheim 1963: 226)--has been generally accepted for several decades, but even here problems emerge in the way he uses society as a "homogeneous entity" (Morris 1987:122) without recognizing internal divisions according to sex, race, class, or ethnic identity. Giddens (1978: 130) has mentioned another aspect of this generalizing tendency, in that Durkheim never addressed the possibility of religious beliefs frequently having an ideological function. Far more than a generalized reflection of homogeneous society, religion is all too often a tool of dominant or privileged classes to legitimate their power and specific interests. Bernard Lacroix (1979) defends Durkheim against these criticisms by trying to read behind the lines and find an implicit theory regarding constraint ("an effect of the pre-existence of symbolic systems" [89]), power ("it constantly adapts to the milieu it governs"), and social differentiation, but he merely draws upon recent French structuralist theory in his labors without conclusive evidence from Durkheim's text itself.
Despite these objections, to talk about "civil religion", "group solidarity," or concepts of "the sacred" one simply cannot avoid the substantial contributions of Durkheim to anthropology in general and the study of religion in particular. One can agree with Durkheim's emphasis on the fact that social solidarity structures all religious experiences, and yet differ with the way he treats religion as a function without reference to meaning (or the way that meaning is purposefully constructed).
Similar discussions, (necessarily truncated) regarding Weber, Malinowski, Radcliffe-Brown, Lowie, Levy-Bruhl, Radin, or Levi-Strauss could occupy the next twenty pages of this paper. A more efficient use of time and space, however, is to refer to those works which perform the same task in a more readable and complete manner. In addition to Morris (1987) and Evans-Pritchard (1965) already mentioned, succinct summaries of the early theorists can be found in Giddens (1978), Pickering (1984), Schoffeleers (1978), and Bellah (1973) on Durkheim's sociology of religion, Wrong (1970), Marshall (1982), Nelson (1973), and Leuthy (1970) on Weber's protestant ethic, Parsons (1963), Lesssa and Vogt (1965), Wallace (1966), Bryan Turner (1983), Bottomore and Mulkay (1984) on other theorists to name but a few of the more useful explanatory texts.
One of the enduring conundrums scholars feel obliged to grapple with is to define what makes a "religion." But, in spite of the challenge posed by this noble goal, two problems are apparent. First, if you create a universal, functional definition, (such as Geertz' classic 1973 attempt positing "moods and motivations") then every society has a religion. The possibility of a non-religious society or individual is precluded because, even if secular, there are still systems of meaning operating with common symbols, rituals, and rationales that can be considered "ultimate" (people can't help but carry them around in their heads) and that foster social consensus and solidarity. The second kind of definition, that of a more substantive nature, focuses on religion as having an official claim repeated on a regular basis as a system or as a body of rights giving substance, structure, and release to the specific "spiritual" concerns of its adherents. Bernard McGrane, in his book Beyond Anthropology (1989), pinpoints this tradition as having begun in the Enlightenment, where "religion" became a concept detached from Christianity and was applicable to any number of pagan practices (McGrane 1989: 56), all of which were to be discriminated and guarded against lest there be incursion into Christian spiritual and physical territories.
And yet, if we have learned anything from the earlier theories, we can see that religion is not something that exists in itself but relates more to certain overlapping processes such as the legitimation of authority, the degree which resistance to that authority is tolerated (or exercised), and individual, class, or ethnic interests. Though what follows is an oversimplified example, it is not important that each member of a society "believe" a substantive doctrine because, regardless of their active or conscious participation, there is still one hegemonic symbol system to which they position not only their fundamental notions about the world but whatever challenges they make to this old order (see Laitin 1987). In the United States, for example, a majority of the population thinks within a conceptual framework originating in Christian-informed constitutional law, and yet few people actively participate in sustaining the symbol systems of that hegemony.
However, an understanding of religion based upon the second kind of definition, one common to most Christians, would dismiss a majority of the "religions" of mankind throughout history. Gustavo Benavides (1988: 6) writes in the introduction to the volume Religion and Power that religions are neither mirrors of reality nor static models of it, but ideological fields composed of multiple models and mirrors in constant competition. The opinion is echoed by Huston Smith--"religion is about power quite as much as is politics"--who then goes on to address the issue of how "religious" belief sustains communal as well as political arrangements in the Soviet Union, China, South America, India and the United States (Smith 1987) despite claims that religion has become "irrelevant."
The same impetus driving many of the early scholars--namely, what are the origins of religion?--and fueling their theoretical pursuits for an all-inclusive definition is still a major part of the literature on religious activity and attest to the remarkable continuity of the debate. Anthropologists have been comfortable in relying on economic, material, class-interest, or ideological explanations to answer this question as it pertains to specific societies but for scholars in the fields of religious studies, folklore, or the classics, the question has a biting persistence.
One of the most articulate of these scholars is the late Joseph Campbell. He believed, for instance (1989), that not only is human ritual activity at least 200,000 years old,[1] these paleolithic practices--in the form of the hunt, initiation, and the guidance of these activities by shamans--extended in an arc reaching from Europe to North America and existed well into the 20th century on the American Great Plains. Campbell sees North America as a zone of diffusion to which myths and rituals were slowly transferred from Eurasia. Although he has as his agenda a global networking of mythological themes and often seems to select only those examples corroborating his "Great Arc" hypothesis (much like Levi-Strauss did in a structural manner), the themes he invokes (Woman as Goddess, Oedipal conflict, defense and surrender, shamanic authority, the syncretistic assimilation of myths) and questions he raises (Has western civilization assimilated the old myths into its political and religious institutions? Have human beings resolved their ambivalence towards Death through ritual practices? How have shamans been transmuted into less-recognizable social roles?) can no longer be dismissed in the manner of Evans-Pritchard who wrote, regarding "intellectualist" theories, "these situations could have arisen in the way described, but there is no evidence to prove that they did" (Evans-Pritchard 1965: 25).
Anthropologists can address these recurring concerns by examining the sets of circumstances of those events responsible for "locking in" the narrative of an established myth (Cohen 1969: 350). One need only look at the rise of religious cults, the "New Age" spirituality movement, fundamentalism, and the millions of people actively involved in these phenomena to ascertain the importance of explaining their processes (see Part III). What is socially and psychologically significant is still finding its way into these systems of belief, and, as Cohen points out for myths, both deal simultaneously with what is perceived and available and linking it up to a deeper, more primordial sense of reality (Cohen 1969: 349, see also Gordon 1981, Sahlins 1981). As we will see later in discussing ideology, the myths a people believe about themselves simultaneously provide and block off explanations about social practices, cognitive schemes, and legitimate sources of authority and power. It makes a great deal of difference, according to Kenneth Burke (cited in Geertz 1968: 3), whether you believe life to be a dream, a pilgrimage, a labyrinth, or a carnival. But while historians of religion may focus on these metaphors alone, the anthropologist must look deeper into the social institutions associated with supporting those ideas as well as the way in which they are rendered accessible to those who use them (see Girardot [1983] on "chaos" as a Tibetan mythological construct, Pilgrim [1986] on the Japanese concept of "interval", Parker [1983] on myths of purity and pollution for the Greeks or, on the same themes in Japan, Earhart [1984] and Ross [1965]).
The Ritual Process
In her stimulating book Sherpas Through Their Rituals , Sherry
Ortner believes that while the standard categories of kinship, economy,
politics, or religion may help in one's approach to ethnography, they do not
provide an experience of the interconnections between these categories (Ortner
1978: 1). Only in performances--selected by the people themselves (and not the
observer) as embodiments of their culture--can a researcher begin to experience
how the fundamental assumptions of a people are constructed and
reestablished.
The variety and breadth of the literature on ritual is staggering, even if one attempts to confine one's reading to anthropological studies. References extend to other disciplines and theories occasionally interweave at dizzying speeds. However, if I may be somewhat reductionistic about my reading thus far, it appears that there are three major approaches which appear in the literature regarding the ritual process: psychoanalytic theory, transition-rite theory, and structural-functional theory. I'll take a moment to briefly discuss what might fall into each category (building on the discussion by Paige and Paige [1980]).
The first, based primarily on Freud (1913) and subsequent interpreters of his theories, sees ritual practice as one of the many expressions of conflicts within the psychosexual personalities of the members of a society. A successful attempt at convincingly utilizing this perspective is Stanley Brandes' 1980 study of the metaphors employed by Andalusian farmers in Spain, whose folklore, colloquial speech, and sacred and secular rituals show the insecurity men feel regarding their place in the social hierarchy as well as having their masculinity undermined by women (see especially Brandes 1980: 99-114.) For other scholarly works in this vein, the helpful bibliography in Paige and Paige (1980) provides useful direction.
The transition-rite theory, based on the model by Arnold Van Gennep (1965 [1909]), holds ritual as the process that reinforces a society's age and sex role structure by dramatizing individuals' transitions to these roles. The literature abounds with hundreds of studies on this theme, such as Audrey Richards' classic Chisungu (1965) about the initiation of Bemba young women in tribal Zambia, Beattie's studies on the Nyoro (1969, 1971), Lewis' study of circumcision in New Guinea (1980) or Raphael's 1988 book about "unstated" rituals of male initiation in the United States. Even though Van Gennep's model does not suggest why initiation rites dominate some societies and not others, it has provided a pragmatic place to begin inquiry into many ritual practices.
The final category has articulate origins in the works of Durkheim (1915), where, to oversimplify again, ritual reinforces a collective view of society and increases group solidarity. While a majority of studies are content to parrot this conclusion after long ethnographic accounts, especially important here is Durkheim's notion (and to some extent Weber's as well) that ritual offsets the structural strains in society caused by the competing interests of clan or lineage groups'. Richards (1965) was among the first to identify in her analysis the explicit political implications these antinomies have for group cohesiveness and that, in the case of the Bemba, ritual was not an alternative to politics but a continuation of it by other means (Paige and Paige 1980: 43). More recently, Kertzer (1988) has established the linkages between political action and the ritualized but secular, symbolic acts it largely consists of in modern societies. Rephrasing Durkheim, Kertzer emphasizes the ability of ritual to express social dependence without necessarily dealing with supernatural beings (p. 9).
Definitions of Ritual
A field statement on the anthropology of religion and ritual could hardly avoid mentioning an evolutionary progression in the definitions of ritual. Briefly, here are a few of the most frequently cited definitions--although, as mentioned earlier in the discussion on general ideas about religion, we must remember that we are only talking about a category of analysis, not an object to be observed. A further cautionary reminder is to guard against saying what ritual practices or symbols a people "believe" in, because often this simple concept tends to arbitrarily "bracket off" ideas that people hold about the world from the way they actually think about the world itself (see Ruel's excellent 1982 article for a full discussion). [2]
Some of the ideas about ritual posited by Durkheim, Mauss, and Radcliffe-Brown, held it to be an essentially non-rational, mystical and non-utilitarian activity by which the relationship of "means" to "ends" is always symbolic (Leach 1968a:5). It could be an effective way of ensuring social solidarity and creating attitudes of respect for authoritative or communal symbolic values further enhancing the group's cohesiveness, but the people themselves didn't really know what was being communicated and expressed (Goody 1961: 155). Contemporary researchers still flirt with ideas about the abyss separating the participant from his actions, calling ritual practices "verbally irretrievable", not a representation of the mundane world, and so clogged by the simultaneous clustering of symbols that the ignorant participant mimics actions and formulas without understanding their content (Aijmer 1987:13; see also Staal's contentious "The Meaningless of Ritual" [1980] as well as Penner's 1983 rebuke).
Malinowski, however, tried to avoid this assumption by distinguishing between rituals that were "magical" (having practical value) and "religious" (having expressive value). Yet his assigning an opposition between expressive and empirical ritual ends seems an imposition from ethnocentric western models on societies that are likely to see no separation at all, let alone conflict (Nadel, cited in Goody 1961: 155). In Japanese society for example, acts appearing to be merely technical, such as swordsmithing, pottery making, or weaving, are frequently loaded with culture-specific, symbolic, or non-rational values. Ritual does appear to mark itself off from the customary performance of technical acts by a preponderance of symbolic action, but what is arrived at is not an opposition to practical activity but rather "a continuum of action stretching from the purely technical to the purely symbolic" (La Fontaine 1972: 161). Ritual processes are, after all, a way of interweaving a variety of social institutions with the surrounding natural world, making them seem facts of life, similar to the seasons (La Fontaine 1985: 33) and, to those who follow them, just as inevitable.
While popular definitions include any repetitive action as "ritual", it should be thought of here as separate from merely conventional behavior. Instead, ritual is social action following a pattern deemed morally correct, requiring a leader to direct the organized cooperation of individuals in order for the ritual to achieve its purpose (La Fontaine 1985:11). The relationship between means and ends may not be intrinsic, but it is through the transmission of information, not matter and energy, that ritual achieves real effects for its participants (Rappaport 1979:187). This approach holds for situations secular in nature (such as the "patriotic" tone of a 4th of July speech, 21-gun salute, and fireworks) as well as those more apparently religious in scope, but it should be remembered that germane to both is a concern with intentionality. Sometimes expressive and other times instrumental, a ritual cannot be seen only for its symbolic objects and overtones but must constantly be factoring in a wide range of purposes that are both symbolic and mundane, sacred and secular, as well as religious, social, and, as will be developed below, concerned with power at a multitude of levels (see Ahern 1979, Bloch 1974, 1987, Firth 1973,1981, and Sperber 1975). As such, it is as much a cumulative process as it is a discrete event.
For Radcliffe-Brown (1945), the primary effects of ritual processes are to maintain the continuity of social structures. And yet, as Leach points out (1968b), positing such a logical consistency for all ritual processes in all societies leads to a misconception about the way human conceptual processes work, as in the case of honoring a sitting King by those in attendance standing, even though cultural categories of "high" and "low" might lead to a supposition that those of higher authority will logically be placed in superior physical positions. Leach brings to the discussion a more dynamic outlook, counting ritual practices as equivalent to cultural categories by which "messages" are communicated (1954, 1979) and through which the "values and structures of a contradictory world may be addressed and manipulated" (Comaroff 1985: 196). Even though the concordant character of the natural world is held to be fundamental for most small-scale societies, there is still the obvious recognition in ritual practices of purity and impurity, good fortune and bad, fertility or sterility, weakness and its transformation into the power to fulfill obligations and achieve goals--all valid concerns of day-to-day human social interaction. Purity, for example, becomes contaminated with impurity in the most casual and accidental ways (Leach, 1968a)--such as the chance witnessing or contact with blood, disease, deformity, disasters, omens or death. But like some kind of alchemy, ritual practices frequently serve as operations for changing the potency from one side of an equation to the other by precisely defined conduct.
Victor Turner follows Leach's basic premise concerning communication, then tries to establish that the experience of an individual in ritual actually transcends cultural categories and social structures (1969), becoming "anti-structure" through which structural conflicts are muted and resolved. Turner has provided one of the most useful of all categorizations of the ritual process in seeing intimate correspondences to seasonal matters (such as planting and harvest), contingency (life crises and either the avoidance or exorcism of affliction), divination (as in determining when to plant crops), initiations (separate from life crises because a secret knowledge of a select group is imparted), defense (of the body, of property, of communal or national well-being), and acknowledgement (of ancestral spirits, of good fortune in general or that of a petition made to the deities). What this means for the participants of a ritual is not a fixed expectation about what must happen because of the nature of the event. Instead, through repetition, variation, and the contrast of symbols and themes, they learn in what cultural settings and with what degree of intensity the predominant themes should apply (Turner 1973:1104).
And yet, for all of the scholars mentioned, the ritual process is regarded as "representational behavior" which is identifiable by an observer in every culture as if it is only a kind of "coded action" standing for something else (Asad 1988: 77). Abner Cohen was one of the first to identify the fact that religious symbols "articulate an endless array of informal political groupings whose operation is a fundamental part of the total political structure of a society" (1969: 218). In the same article, attempting to open up a field for "political anthropology", he proposed as a central theoretical interest the study of the involvement of symbols with relationships of power, recognizing that this would create variance from classifications provided by the cultural traditions of which the symbols are part (op. cit.)[3]
Twenty years later, Talal Asad's "Towards a Geneology of the Concept of Ritual" (1988) echoes the concerns of Cohen in a somewhat novel approach. Asad contends that anthropological notions of ritual are quite new, focusing, as they do, on the symbolic, sociological, and psychological functions of the process. He argues that in seeing a festival, funeral, or exorcism as representing something other than what is happening, anthropologists take on roles similar to theologians in that both embody an authority to interpret the meanings of culturally-generated "texts", especially when they are deemed ethnographically inadequate or incomplete (77), as well as to identify and classify symbolic behavior (aided by indigenous informants).
What is missing from this kind of anthropology is the original meaning of "ritual", (at least as Asad believes the term was used in pre-modern Christianity) where it meant learning how to do something rather than the symbolic meaning of what is done (Asad 1988:79). Ritual practices, in other words, draw upon the "prestige of the body" (Zuesse 1979: 248) in which the deepest form of knowing is through doing. Just as concepts of sacred space create a linkage between local and heavenly geographies, so does the body become the vehicle through which decidedly insignificant individuals become sanctified participants in a divine order (especially in the Christian tradition). In Shinto ritual practices in Japan, for example, the body's physical condition, actions, and emotional responses serve to mobilize not only messages (in petitioning the deities) but the renewal of physical and spiritual energies in contexts ranging from private ceremonies enacted at a particular family's request to raucous street festivals that border on anarchy (see the volume on Matsuri [1988])--all for the purpose of influencing "preternatural entities on behalf of the actor's goals and interests" (Turner 1973: 1100).
In this display of "proper" or "sanctioned" behavior (near-anarchy included, as Gluckman's classic 1963 book on "rituals of rebellion" or Brandes' studies of "festivals of inversion" in Spain [1980] and Mexico [1988] show), what matters most are the tactics employed for realizing correct action; a disciplining of bodily activity that qualifies, in Foucault's eyes, as an imposition of a "regime of truth" (Foucault 1980). But, he would add, this system of ordered procedures is linked in a circular fashion with the system of power that produces and sustains the event, as well as to the effects of power which both induce and extend the hold of these rituals upon their participants' lives (131-133). As Asad also demonstrates, it is never possible to discuss the effectiveness of ritual behavior without considering the strategies involved in the formation of "correct" rules or models to follow. In this sense, (and I feel it is crucial to follow his terminology) , he asserts, like Foucault and Cohen, that what is often called "symbolic" behavior is actually ideologically motivated through the hidden exercise of strategic power (Asad 1988: 83).
This would appear to radically shift the focus of interpretation in many of the ethnographic studies of ritual practices as well as symbolic constructions of religion and culture. Geertz' work comes immediately to mind, with his well-known phrase that religious symbols give meaning to existence by providing a model of the world as it is and a model for the world as it ought to be, models which he says are "social events like any other" (1973:93). While stressing the primacy of meaning--or "how people look at the world" (1968:90)--in his comparative study of Islam in Morocco and Indonesia, nowhere can one find mention that the culturally constructed "webs of meaning" are actually being spun by a select few, while most people are simply caught up in them. There is hardly any mention of colonial violence, exploitation and domination. As Scholte rightly points out, it is of paramount importance to discover "who symbolizes and defines significance, and on whose behalf, or at whose expense" (Scholte 1986:10). This kind of analysis appears to stem from a Marxist tradition, providing a sense of the politics of cultural representations and how these are produced and maintained.
Asad echoes these themes in his 1979 article on the analysis of ideology as well as in his 1983 piece responding to Geertz' conceptions of religion. Anthropologists should approach religions and their ritual practices as disciplines taught and learned, as well as created and experienced, in conditions imposed by power (1983:243). Were one to adopt this perspective, it would substantially alter the interpretation of texts dealing not only with religious or ritual systems but their "virtuosos" and the symbolism they rely on for maintaining and reproducing the authority of their institution. Works on witchcraft, sorcery, voodoo, the evil eye and similar rituals of "affliction" (such as Simmons' 1974 study on the Senegalese; see also Maloney 1976 ) would be seen as centering around those individuals who have the most to gain by maintaining the system of practices and their accompanying symbolic or ideological representations. Likewise, so-called "magical" practices and customs could be seen not merely as rational or pragmatic "techniques" (in Malinowski's sense of the term) but as described by Geoffrey Lienhart below:
The practice called thuic involves knotting a tuft of grass to indicate that the one who makes the knot hopes and intends to contrive some sort of constriction or delay...A man tying knots of grass has produced an external, physical representation of a well-formed mental intention. He has produced a model of his desires and hopes upon which to base renewed practical endeavor. The ritual actions do not change the events, but they do change and regulate the Dinka's experience of those events. (1961: 291)
We come then to a necessity for understanding the politics of ideology as they apply to religious and ritual processes of empowerment.
Ideology
Just as this paper now turns to a discussion of the literature related
to ideology, one could imagine beginning a field statement on the "anthropology
of ideology" and end up discussing theories of religion and ritual practices.
The essential element linking these two analytical concepts is perhaps best
outlined by Geertz in his 1964 article "Ideology as a Cultural System" where
he states:
...Ideology refers to that part of culture which is actively concerned with the establishment and defence of patterns of belief and value, patterns which may be those of a socially subordinate group, as well as those of a socially dominant one... (p. 83)
In thinking of religious practices in this way, one is reminded of Durkheim's ideas concerning "social facts" which correspond to something socially real but are basically imaginary. Marx had earlier forwarded the notion that religion and ideology have a social basis and that they act in varying degrees of autonomy, but Durkheim rejected the materialistic approach of early Marxist theory. However, it can still be said that Marxism provided a powerful tool for tracing a political doctrine to its economic roots, as in the example of European fascism (Williams 1988: 118). But as a political movement disseminated among working class poor and fueling their revolutions in the Soviet Union, Central America, China, and elsewhere, Roger Lancaster makes an explicit case for seeing Marxism as an ideology identical in structure with mainstream religion. By establishing a sense of the sacred and profane, positing the presence of a will in history, and encouraging social criticism based on a limited number of "approved" texts, Marxism proceeds as a mass ideology that reappropriates and, in the case of Nicaragua at least, actually began as a movement of reason and ended as a subcult of liberation theology (Lancaster 1988:183; see also Acton [1958] for a general critique of Marxist theory, or Kirk [1989] for the situation in Cuba).
It is Max Weber who probably came closest in providing a conceptual framework still relevant for contemporary analyses, as in his well-known metaphor of a "switchman" of predominant ideas controlling the "tracks" along which material interests are directed (1958:280) . His entire body of writings dealing with "rationality" ("an iron cage") could be seen as a systematic attempt to uncover the dynamics and interconnections of the dominant ideology of Western civilization, but to take a perspective such as this strays from the working definition provided by Geertz since it would render ideology synonomous with rational (some would say "practical" ) thought and limit the category's analytical usefulness (Bocock and Thompson 1985: 5; see also Sahlins [1976]).
Strict functional interpretations of ideology, such as Machiavelli provided, limit it to a weapon and unnecessarily constrict its use to a realism of tactics and strategy. For Geertz, ideology bridges the emotional gap between "things as they are and as one would have them" and operates as a safety-valve, as a morale-builder, as enhancing solidarity, and as advocating reform or retrenchment (1964: 78). Any number of ethnographic studies of religious and secular ritual practices--festivals, funerals, or rites of passage--would meet this criteria, yet have as a subtext the justificatory focus of ideology as a "map of problematic social realities, and a matrice for the creation of collective social conscience" (Geertz 1964: 82).
In the book Grief and Mourning (1976), the editors establish from the outset this very orientation. "To maintain social solidarity (after a death)," they write, "potentially disruptive dispositions may have to be channeled in less disruptive directions and limited in intensity" (Rosenblatt et. al. 1976:8), with the task falling to ritual specialists for suppressing anger and aggression. Another work dealing with death and, specifically, burial in the Greek polis of the 8th century BC, also orients its entire discussion around the assertion that since burial ritual is meaningfully constructed, the anthropologist or archaeologist's cross-cultural generalizations must take into account the ideational and ideological nature of the rituals (Morris 1987:39; see also Kligman 1988). Or, to quote Maurice Bloch (1982: 227), "ideology feeds on the horror of death by first emphasizing it, then replacing it by itself."[4] But this seems to say that ideology can only authorize further ritual action in the same manner, without itself determining people's structures of thought (see Asad 1979: 621).
One need only look at Jean Comaroff's study of Zionist cults in South Africa (1985) or Aihwa Ong's portrayal of Islamic revitalization in Malaysia (1987) to see how religious ideologies and doctrines are often made to serve entirely new institutions which reproduce separate, competing versions of the principal cultural assumptions and values shared by all (see Laitin's 1987 reworking of Gramsci). A classic study in this same vein, The Development of the Family and Marriage in Europe by Jack Goody (1983), shows how the early Catholic church--in order to achieve political, religious and economic domination-- encouraged its own forms of social relations in opposition to those of the regions into which the developing religion was spreading. To this ostensibly political purpose, it developed an ideology of "spiritual kin" (relying entirely on the Church for definition and creation), redefined marriage, marriageable partners, and the legitimacy of offspring (as well as a number of other institutions). The State provided the enforcement of these regulative concepts but the ideology was, as Goody writes, provided entirely by the Church (Goody 1983: 218).
One of the areas of most contemporary relevance to the study of religion and ideology are what Wallace terms "revitalization" movements (Wallace 1956) which involve attempts to restore or reconstruct ways of life that have been radically disrupted or threatened. Wuthnow (1980:60) categorizes these movements into those of a) reformation b) religious militancy c) counter-reform d) religious accommodation and e) sectarianism, but instead of showing their interconnections via the formation of specific dynamics of ideology, he creates a reified "world order" of a single global economy and reduces each movement to their competing materialistic interests. Of much greater use is the edited volume, Studies in Religious Fundamentalism by Lionel Caplan (1987) , which adopts a position of defining both fundamentalism and ideology in an "idiomatic" manner (p. 97). To understand an ideology, if we can return to Geertz' definition for a moment, one must understand the symbiotic relationship between the "establishment" and "defense" of an ideology's beliefs and practices with the significant "other" that an ideology constantly engages as its "conceptual adversary." (Webber, cited in Caplan 1987:97). Just as the authors represented in this book call for abandoning the rigid dualism thought to separate fundamentalism from modernity, so can we think of similarly permeable boundaries between the ideology of a society and that which it seeks to definite itself in opposition to (see also J.B. Thompson's 1984 work Studies in the Theory of Ideology ).
Coming at this same issue from a philosophical angle, Paul Ricoeur claims that ideology is linked to the necessity for a social group to provide an image of itself and to keep this image alive. The group's act of self-realization--such as that of the American Revolution or the Bolsheviks in Russia or the Sandanistas in Nicaragua--can never be repeated, so it is up to symbolic ritual representations to maintain the group's awareness of its status, separateness, or origins. This, for Ricoeur, is the same function myth held for earlier societies, a process of romanticization and idealization of the past in order to retain a present-day cohesion of the group (Ricoeur, cited in Williams 1988: 111).
The classic example of an ideology of origins is, of course, the Bible, which is full of stories whereby the authority of a group, individual, or action (and the dominant ideology they embody--namely, those supporting the bible's themes) is legitimated and maintained. Harris' 1984 study Sex, Ideology and Religion (see also Parrinder 1980 on this theme) makes a powerful case against the long historical career of biblical ideologies of gender in western civilization not because the ideas have any power of their own but because the ideology has been continuously available and widely disseminated in a multitude of forms, including stained-glass windows for those unable to read. Harris asserts that the hegemony of biblical codes and ideas permeates just about every aspect of our Western way of life, from codes of behavior and law, to morality, as well as to the way our passage of time is structured around religious holidays (Harris 1984: 8).
Fulfilling the same kind of role in society that religion did in pre-modern periods, ideology becomes inescapable and forces us to "think from it rather than about it" (Williams 1988: 112). The connections with Geertz' "webs of significance", Laitin's reworking of Gramsci's notion of "hegemony", Weber's "iron cage of rationality", or hermeneutic philosophers' (such as Gadamer) use of "tradition" all resonate with Ricoeur's model. To summarize then, borrowing the ideas of Michael Walzer, a scholar of the radical politics of 16th and 17th century Calvinism:
The power of a theology is in its capacity to offer a knowledge of God and make possible an escape from a corrupted earth; the power of a philosophy lies in its capacity to explain the world and society as they are and must be and thus help its followers win freedom; but the power of an ideology lies in its description of contemporary existence as unacceptable and its capacity to activate its adherents to generate organization and cooperative activity to change the world (Walzer 1965: 27).
Empowerment and Social Change
Ethnographic examples of specific groups empowered by the sustaining doctrines
of religious ideology range from cargo cults to ghost dancers, from Jonestown
to Rajneeshpuram, from the new religions of Japan (a post-war explosion of
faith that, according to Earhart [1989] is unprecedented in terms of the
numbers of actual converts) to the New Religious Right of the United States, to
Islamic revitalization or Sikh / Armenian / Serbian / Uzbeki / Hungarian
catholic / or Basque assertions for autonomy. Stewart Mews' 1989 compilation of
the involvement of religious groups in the internal political affairs of every
nation on earth is ample testament of the importance and breadth of this field.
Yet it would be a mistake to convert every manifestation of ritual practices sustaining religiously ideological symbol systems into sectarian politics. While this is frequently the case, it is just as likely that the underlying "moods and motivations" (to use Geertz' famous definition of religion [Geertz 1973: 90]) "defend" the individual not from the threat of an ideological rival but from those threats posed by the existence of evil, death, illness, and suffering. Religious healing, in the sense that it conforms to a certain way of constructing health and illness in relation to a society's cosmology, is part and parcel of the preceding discussion on ideology. But, as Loring Danforth shows in his recent book on Firewalking and Religious Healing (1989) , just as ideologies are constructed not with the view of understanding the world but with living in it successfully (see Williams 1988: 116), so is religious ritual often concerned with the problems of human suffering by "placing it in contexts in which it can be expressed, understood, and either eased or endured" (Danforth 1989: 54).
As Weber showed, every human society requires an interpretation of the suffering and injustice its individual members undergo. "Almost always," he writes, "some kind of theodicy of suffering has originated from the hope for salvation" (1958:273), and with it, one might add, a plethora of specialists and ceremonial techniques for mediating the suffering. Hubert and Mauss, approaching the problem from the aspect of sacrificial offerings, say that it is through "the consecration of a victim that the religious act of sacrifice modifies the condition of the moral person who accomplishes the act..." (1964: 13), a definition suitably broad to encompass most if not all psychological and physical afflictions. Other writers--such as Aberle (1966) looking at peyote religion among the Navaho and Myerhoff (1974) among the Huichul, Needleman and Baker (1978) or Zaretsky and Leone's edited volumes on new religious movements in the U.S. (1974), Stepher's survey of sorcery in Melanesia (1987), Evans-Pritchard on the Azande (1937) or Nuer (1958), June Nash (1979) on Bolivian tin miners, Moerman (1979) on symbolic healing, and de Certeau (1984) on the practice of "everyday life"--are but a minuscule representation of the literature which embodies a view of religion as a primarily explanative vehicle for affliction.
Victor Turner was one of the first to delve into ethnomedicine and the symbolic systems through which it operated in his Forest of Symbols (1967). His essential conclusion was that by making hidden afflictions "visible" through the use of an elaborate system of symbolic objects and colors, the problem could be rendered accessible to a doctor's therapeutic control and treatment. Another sustained attempt trying to firmly ground these theodicies of suffering in social circumstances rather than ideologies of evil, retribution, witchcraft, or the like, was Lewis' book Ecstatic Religion (1970). In trying to understand the dynamics of spirit possession, trance, exorcism, and healing--both from the perspectives of the afflicted and the healer--Lewis echoed Weber's notion of all religions as "cults of affliction" (Lewis 1970: 70). But, through the mediating power and discipline of an ideology of "ecstasy" --with its goals of empowerment and indoctrination of weak and marginal individuals into a cult--an affliction that was originally involuntary and uncontrolled becomes voluntary and controlled in a religious context (93).
One could examine a variety of studies--such as Eric Wolf's on the downtrodden masses of Europe (1982), Herberg (1958), Glazer (1972), or Pranger and Chelkowski (1988) on Jewish theodicy, Comaroff (1985) on Zionist cults of South Africa, McGuire (1988) on ritual healing in suburban America, Firth (1973) on Tikopia semiotics, Kerr and Crow's study of the occult in America (1983), or the Turner's (1978) analysis of religious pilgrimage as a liminoid phenomenon requiring resolution--for a random sampling of the variety of religious expressions to what Geertz has called "the discordant revelations of secular experience" (1973:112).
Loring Danforth's study of the Anastenaria firewalkers of rural Greece mentioned earlier is a fine example of a case which locates the cause of people's problems in a sacred domain whereby spirit possession (leading individuals to trust in the power of a saint to lead them over hot coals and thus empower them) is a metaphor for, but external to, people's social, psychological, and physiological conditions (Danforth 1989: 55, 60). Consonant with not only Lewis' earlier study but with the research of Crapanzano et. al., who asserted that people "learn to be possessed" (1977: 15), Danforth describes a similar process of first defining possession in a negative way, then transforming the relationship between the possessed and the possessing spirit (greatly aided by a charismatic leader), with the final result being an access to the supernatural power of the now "positive" possessing spirit (1989: 62). A model of illness is transformed into a model of health thanks largely to the subtle but powerful dynamics of an ideology of "healing".
Secularization and the Place of Religion in a Post-Modern World
But is this kind of transformative healing possible only in a religious
context based upon a tradition, texts, and spiritual leaders? In other words,
to paraphrase Mary Douglas, has religion become optional or is it still
compulsory (as in the way politics or economics receive differing emphases but
are unavoidable)? For sociologists somewhat more than anthropologists (if one
is to judge by the literature) the study of the place of religion in modern
society is synonymous with the study of "secularization." The common theory
(found first in the works of Marx, Freud, and Nietzsche) holds that modernity
is intrinsically and irreversibly antagonistic to religion (see Nicholls' 1987
edited volume). According to Douglas, the effects of modernity on religion
are fourfold: first, the prestige and authority of science has reduced the
explanatory appeal of religion; second, our lives no longer follow prescribed
religious customs; third, bureaucracy has regulated our lives in overt and
subtle ways; and fourth, our separation from nature is so profound that it no
longer sustains religious inspiration (1983: 32). One can find this
perspective elaborated in a number of studies by writers as varied as Bell
(1960), Berger (1977), Dumont (1971), Troelsch (1960), and Brian Turner (1983)
. Jack Goody (1983) would concur but include, as a secularizing effect on
religion in Europe, the weakening of the Church's power to accumulate property
and the reduction of its influence in areas of domestic life such as choosing
marriage partners (as in marrying a deceased wife's sister), the legalisation
of adoption, or the increasing ease of divorce (1983: 220).
While it may be true that religious institutions have become disengaged from political life as well as aesthetics (so that art can follow its own impulses instead of bending to moral norms)[5] there is no necessarily determinate shrinkage in the character and extent of religious beliefs. In urban Japan, for example, department store employees selling religious statuary report they constantly find offerings of coins and flowers in front of the displays, while 94% of the citizens of "secular" American society (if one can trust a Gallup poll conducted for Newsweek magazine in March 1989) believe God exists and 77% anticipate getting into heaven. Similarly, it is very difficult to look at Eastern Europe or the Third World today and believe that modernization leads inevitably to a diminished role for religion, such are the overtones of most nationalistic or socialistic movements.
Peter Berger (1983:15) explains the seemingly paradoxical persistence of religious values by returning to a Weberian notion of a theodicy of suffering. While there has been a crises of religion in the modern world, there is currently a crisis of secularity's "myth of progress" as well--the private suffering and injustice of individuals simply cannot be consoled by secular ideals (such as the triumph of natural science, the success of economic, revolutionary, or other political struggles). The openness of a pluralistic society, brought about by the retreat of religious institutions to influence a single ideology, encourages skepticism and openness but, according to Berger, is at odds with historical human tendencies for certainty and faith (20).
Another approach to understanding secularization is the way the boundaries between the "sacred and the profane" have been defined over the years via situations which usually originate in the demands of religious sects to clarify the limits of political authority but which paradoxically result in limiting the scope of the "sacred" to particular institutions and areas of social life (Fenn 1978: 78). Fenn takes Bellah's classic argument concerning "civil religion" (Bellah 1970 [1967]) and finds in it a sense of history that suggests it is a fiction to speak of America as a "society". What is problematic for Fenn is the tendency of the State to rely upon symbols rendered ambiguous and problematic by the processes of secularization (i.e. the withdrawal of religious sanctions for State enterprises). Secularization "undermines confidence in our belief that a social whole exists" and thus co-opts the authority of those dependent on their right to speak for or about that social whole (Fenn 1978: xiii). The long term effect, Fenn believes, is that secularization will not only heighten the anxiety of individuals identifying with abstract, and distant entities like the nation in times of crises but will subvert the metaphysical and religious supports for the very notion of "society." (op. cit.) [6] Dostoevsky's question posed for religious institutions during the height of modernization, "Can civilized men believe?" has become, in Fenn, Bellah, and Berger's eyes, "Can unbelieving men be civilized?" (Smith 1987: xiii).
As mentioned earlier in the discussion relating to ideology, a number of religiously-inspired movements, groups, and individuals are quite actively going about trying to reverse this trend in ways less compromising than their secular counterparts. Secure in the assumption that their knowledge is not relative, all are attempts at empowering the individual, at seeking a direct correspondence between human action and a meaningful context for its expression (often in the embrace of a sanctioned institution), and at providing a sense of community, support, and guidance. In a North American context, Steve Bruce's study of the Moral Majority (1987), Anderson (1983) on the origin and spread of nationalistic communities, Bordewich (1988) on Colorado's cults, Burrows (1986) or Danforth (1989) on New Age movements, Hadden and Swann (1981) on "prime time preachers", and Stewart Hoover's 1988 analysis of the electronic church all point to an ongoing engagement with reconciling ideologies between "life as it as and as it ought to be." The other realm of widespread revitalization movements is of course in the Muslim world, and is the object of study by writers such as Naipaul's searing Among the Believers (1983), Gellner's work on Muslim society (1981), Nagata (1981) and Ong's (1987) interpretation of the revival of Islam in Malaysia, Pranger and Chelkowski's or Halliday and Alavi's 1988 edited volumes on ideology, the state, and power in the middle east, and Salehi on insurgency through religion (1988).
In a model provided by Eric Sharpe (1983), the above fundamentalist movements are the last phase in a three-part dialectical process. Beginning with a rejection of existing authority, a group's leaders adapt "old" traditions, texts, or ideologies to the "new" situation, resulting in a reaction by the group to reject the "modern" position and reestablish what Sharpe calls "traditional ultimacies" (10). Ong's 1987 book, for example, nicely parallels this process among the lives of young women factory workers in Malaysia as they try to reestablish status and identity through Islamic fundamentalism because of "bad press" created by their new economic empowerment and independence.
At the same time, there are notable exceptions to this model, especially if one thinks of the case of Jewish experience in relation to modernity. Caplan (1983:10) points out that the increasing assimilation (and power) of Jews into the cultural mainstream of the countries where they have settled has come about not because of religious beliefs and institutions but rather through a range of social and cultural associations which preserve group solidarity and ethnically define Jewish identity. Those appearing to resist assimilation and remain committed to a traditional definition of Judaism are the ones labeled "fundamentalist"--providing a tension between the two groups that Caplan believes is at the very root of contemporary Jewish society (11). Certainly, what the right-wing coalition compromising the present government of Israel could use is an anthropologist sensitive to ideology and revitalization movements, one who could advise them of the likelihood of war in trying to assert a Judaic religious fundamentalism in opposition to that of a Palestinian Islamic fundamentalism. As many of the studies noted above would concur, only by moving towards a more pluralistic, secular society can the destructive tendencies of these two opposing views be preempted and accommodated.
Towards a Methodology
While it may seem obvious that books dealing with religious phenomena
would willingly propose a way to study religious authority, institutions, and
systems of meaning, very few do. One infrequently finds, buried in the
criticisms of other authors' approaches, a prescriptive generality ("We must
not attempt to identify religion as separate from its institutions and the
symbols they are founded upon" [Firth 1972]) but rarely are these very helpful
about confronting the complexity of social systems' religious activities when
one is in the field. As a means to distill the theoretical approaches that
have surfaced in this paper, Ole Riis' (1988) questions below provide a useful
orientation for addressing what I feel are the important issues a fieldworker
must account for. Briefly, and with some additions (as indicated), here are
ten of these concerns:
1. What is considered to be respected, disgusting, or taboo? What is held in awe? (Riis)
2. What are the centers of the "city-scape" ? (Riis)
3. What are the sources legitimating the authority of religious and secular leaders?
4. Which persons or public positions are regarded as charismatically empowered?
5. What is the world-view of that society? Its symbolic universe? How do these support everyday life?
6. How do media news programs serve as regulatory agencies of this world-view? Which stories and events are portrayed (via the subtexts of their delivery) as presenting threats to the established order? (Riis)
7. What is the principle value system? With what others does it compete? What kinds of fetishism receives "religious" veneration as a part of the principle value system?
8. Is the dominant reference group prescribed or selected? (Riis)
9. How do the functional options of religious or ritual life change within their structural contexts? (Riis)
10. To what extent are the members of that society allowed to define for themselves a holistic view of their ultimate concerns? Are these views then harmonized within a common framework having its expression in the community and if so, what kinds of rituals support and reconfirm the shared consensus? (Riis)
By attempting to answer a range of questions such as these, the fieldworker could address the crucial issues of ideology, empowerment, ritual processes and social structure, all of which, as I have tried to show, overlap and intermingle. The researcher could say he has approximated the dynamics which fuel and structure the ongoing process of human orientation to the world as it has been observed in one place and time, but (like this field statement) it is only a beginning--a signpost he places along the route of his understandings, that he might know how far or how wide from the mark his journey demands he travel.
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